Provide advisory to business and functional groups on compliance related matters.
Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
Develop, review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, Functional Manual, etc.
Perform Self-Assessment Checklist on policy/guidelines issued by Regulators
Manage and escalate BNM’s request via Kijangnet/BNM website, email on the regulations requirement and feedback (e.g exposure draft, notification, surveys) and track the completion timeline.
Manage, escalate and attend queries received from Branches via Compliance Helpdesk and ensure it is attended on timely manner.
Preparation of compliance report on new/revised guidelines for submission to relevant committees and Board eg. monthly compliance report, etc.
Provide briefing/training to Compliance FGs/FAs, business and functional groups, branches on compliance documents (framework, policy, guidelines) FEP, FATCA, CRS, etc when required.
